Like Integrated Compliance Solutions Group

closed 11/2/2020 via BusinessWire

Foreside, acquired Integrated Compliance Solutions Group

synopsis: Foreside Financial Group has acquired the regulatory compliance business of Integrated Compliance Solutions Group (ICSGroup), a regulatory compliance services firm serving the asset management industry in the US and Africa, with an emphasis on private funds and emerging managers.
buyer parent: Lovell Minnick Partners
buyer: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers. "
target: Integrated Compliance Solutions Group
Founded in 2008 and based in Hartford, Connecticut, Integrated Compliance Solutions Group (ICSGroup) is a regulatory compliance services firm serving the asset management industry in the US and Africa, with an emphasis on private funds and emerging managers.
price ($mm)
rev ($mm)
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announced 12/20/2018 via Company Press Release

Gryphon Investors, will acquire RegEd, Inc.

synopsis: Gryphon Investors, a San Francisco-based middle-market private equity firm, announced that it has signed a definitive agreement to acquire RegEd, Inc., the leading provider of compliance and regulatory management services for insurance companies, broker-dealers, banks, and other financial services companies.
buyer: Gryphon Investors
Based in San Francisco, Gryphon Investors is a leading private equity firm focused on profitably growing and competitively enhancing middle-market companies in partnership with experienced management teams. "
target parent: Falfurrias Capital
target: RegEd, Inc.
Founded in 2000 and headquartered in Raleigh, North Carolina, RegEd provides SaaS-based enterprise solutions through a suite of over 25 separate software modules to more than 200 blue-chip customers, including 80% of the top 25 financial services firms.
price ($mm)
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closed 4/16/2018 via BusinessWire

IHS Markit Ltd., acquired DeriveXperts

synopsis: IHS Markit, a world leader in information, analytics and solutions, announced it acquired DeriveXperts, a provider of valuation services for OTC derivatives and other complex financial securities. DeriveXperts specializes in daily and monthly computations of hard-to-value assets.
buyer: IHS Markit Ltd. (INFO:$4,287.80)
IHS Markit is a world leader in critical information, analytics and solutions for the major industries and markets that drive economies worldwide. The company delivers next-generation information, analytics and solutions to customers in business, finance and government. "
target: DeriveXperts
DeriveXperts is a provider of valuation services for OTC derivatives and other complex financial securities. They specialize in daily and monthly computations of hard-to-value assets, such as equity derivatives, FX derivatives, interest rate derivatives and structured notes.
price ($mm)
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closed 7/7/2015 via GlobeNewswire

Falfurrias Capital, acquired RegEd, Inc.

synopsis: RegEd, a leading provider of compliance software and solutions for the financial services industry announced that Falfurrias Capital Partners, a Charlotte-based private equity firm focused on investing in growth-oriented middle-market companies, has purchased a controlling interest in RegEd from StoneRiver Group, L.P.
buyer: Falfurrias Capital
Falfurrias Capital Partners is a private equity investment firm focused on companies with EBITDA of $3 million to $25 million across a range of sectors, including consumer & retail, food & beverage, business services, financial services, manufacturing, industrials, energy, and health care. "
target parent: StoneRiver, Inc.
target: RegEd, Inc.
RegEd provides Compliance Education and Training, Compliance and Risk Management and Licensing and Registration solutions and services. With more than 400 enterprise clients, RegEd's solutions enable financial services firms to efficiently comply with state, federal, FINRA and other regulations.
price ($mm)
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closed 1/19/2004 via BusinessWire

Fiserv, Inc., acquired RegEd, Inc.

synopsis: Fiserv, Inc. (Nasdaq:FISV) has acquired RegEd, Inc., a provider of Internet-based compliance management systems and distance learning programs for the insurance and securities industries. RegEd recorded approximately $9 million in revenues in 2003. Fiserv did not disclose a purchase price.
buyer: Fiserv, Inc. (FISV:$14,852.00)
Fiserv, Inc. provides information management systems and services to the financial and insurance industries. Leading services include transaction processing, outsourcing, business process outsourcing software and systems solutions. "
target: RegEd, Inc.
RegEd is the leading provider of complete, online compliance solutions for financial professionals. RegEd's experience and leadership allows clients to have access to the industry's leading continuing education and innovative compliance products and services.
price ($mm)
rev ($mm)
$9
EBITDA ($mm)
EV / rev
0.0x
EV / EBITDA
announced 6/20/2016 via BusinessWire

Markit Group Ltd., will acquire Prism Valuation

synopsis: Markit, a leading global provider of financial information services, announced that it has agreed to acquire Prism Valuation a leading provider of independent valuation and risk analysis of derivatives and structured products.
buyer: Markit Group Ltd. (MRKT:$1,129.70)
Markit is a leading global provider of financial information services. They provide products that enhance transparency, reduce risk and improve operational efficiency. Their customers include banks, hedge funds, asset managers, central banks, regulators, auditors and insurance companies. "
target: Prism Valuation
Prism Valuation Corp. is a leading provider of independent valuations and risk analysis services for OTC derivatives and structured products to financial institutions. Founded in 2006, Prism Valuation is headquartered in Toronto with 38 employees and offices in London and Melbourne.
price ($mm)
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announced 7/7/2021 via PR Newswire

Genstar Capital LLC, will acquire Foreside

synopsis: Genstar Capital is to acquire a majority stake in Foreside Financial Group from Lovell Minnick Partners. Foreside provides a robust offering of distribution solutions and governance, risk management and compliance (GRC) solutions to clients in the global asset and wealth management industries.
buyer: Genstar Capital LLC
Genstar Capital is a leading private equity firm that actively invests in high quality companies. Genstar works in partnership with its management teams and its network of strategic advisors to transform its portfolio companies into industry-leading businesses. "
target parent: Lovell Minnick Partners
target: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers.
price ($mm)
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closed 2/4/2021 via Company Press Release

AcadiaSoft, acquired Quaternion Risk Management Limited

synopsis: AcadiaSoft Inc., the leading industry provider of risk and collateral management services for the derivatives community, announced it has acquired capital markets consulting and software company Quaternion. Quaternion is a leading provider of highly specialized and advanced risk analytics solutions for the financial services industry.
buyer: AcadiaSoft
AcadiaSoft, Inc. is the leading industry provider of risk management services for the derivatives community. Its industry-wide repository of margin and collateral data helps firms to mitigate financial risk and optimize resources across the entire trade life cycle. "
target: Quaternion Risk Management Limited
Quaternion Risk Management Limited headquartered in Ireland was founded in 2010 by three senior banking professionals with extensive capital markets experience. It is leading provider of highly specialized and advanced risk analytics solutions for the financial services industry.
price ($mm)
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closed 4/5/2018 via BusinessWire

ACA Compliance Group, acquired Cordium

synopsis: ACA Compliance Group, a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cybersecurity, announced that it has acquired Cordium, a leading provider of governance, risk and compliance services to the asset management and securities industry.
buyer parent: Starr Companies
buyer: ACA Compliance Group
ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cybersecurity. "
target: Cordium
Cordium is a leading provider of governance, risk and compliance services to the asset management and securities industry.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 1/17/2018 via BusinessWire

Starr Investment Holdings, LLC, will acquire ACA Compliance Group

synopsis: New Mountain Capital, LLC announced that it has agreed to sell ACA Compliance Group Holdings, LLC to Starr Investment Holdings, LLC. ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cyber security.
buyer parent: Starr Companies
buyer: Starr Investment Holdings, LLC
Starr Investment Holdings, LLC, a multi-billion dollar investment adviser, partners with and advises a wide range of institutions and family offices with a focus on long-term, sustained equity capital investments. "
target parent: New Mountain Capital, LLC
target: ACA Compliance Group
ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cyber security. ACA serves a diverse base of leading investment advisers, private fund managers, commodity trading advisors, and more.
price ($mm)
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closed 1/18/2017 via Company Press Release

ACA Compliance Group, acquired Telavance

synopsis: ACA Compliance Group, a global leader in providing compliance, cybersecurity, performance, and technology solutions to financial services firms, has acquired Telavance. Telavance provides anti-money laundering risk reviews and related regulatory compliance services and software solutions.
buyer parent: New Mountain Capital, LLC
buyer: ACA Compliance Group
ACA Compliance Group is a leading provider of regulatory compliance products and solutions, cybersecurity and risk assessments, performance services, and technology solutions to regional, national, and global firms in the financial services industry. "
target: Telavance
Telavance is a specialized international consulting firm providing risk and compliance advisory services and software products to the financial community. The firm specializes in anti-money laundering, regulatory compliance, enhanced due diligence, model validations, independent reviews, and more.
price ($mm)
rev ($mm)
EBITDA ($mm)
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closed 12/19/2013 via BNC Analysis

New Mountain Capital, LLC, acquired ACA Compliance Group

synopsis: ACA Compliance Group, the leading global regulatory compliance consultancy, announced that it has agreed to partner with New Mountain Capital to further grow and expand its business. While New Mountain will acquire a controlling interest, the firm’s five original founders and partners will maintain a significant investment in the new entity.
buyer: New Mountain Capital, LLC
New Mountain Capital is a New York-based private equity firm investing for long-term capital appreciation through direct investments in growth equity transactions, leveraged acquisitions, and management buyouts. "
target: ACA Compliance Group
ACA Compliance provides expert compliance consulting services to investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers. ACA additionally provides GIPS® verification services and a wide variety of compliance-related educational opportunities.
price ($mm)
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closed 6/12/2010 via BNC Analysis

Sovereign Capital Partners LLP, acquired IMS Consulting Limited

synopsis: Sovereign Capital, the UK private equity Buy & Build specialist, announces the acquisition of The IMS Group (“IMS”), a leading provider of consulting and integrated business support to the wholesale asset management and securities industry.
buyer: Sovereign Capital Partners LLP
Sovereign Capital is the UK´s private equity 'Buy & Build' specialist. Sovereign Capital invests in UK-based companies in the support services, education & training and healthcare services sectors. "
target: IMS Consulting Limited
The IMS Group is a market leading provider of regulatory compliance consulting and integrated business support to the asset management and securities industry.
price ($mm)
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closed 12/24/2008 via PR Newswire

Glass Lewis & Co., acquired Washington Analysis Corporation

synopsis: Glass, Lewis & Co., LLC, a leading independent proxy advisory and investment research firm, announced that it has completed the acquisition of Washington Analysis Corporation, a top-rated political and economic advisory firm based in Washington, D.C.
buyer parent: Ontario Teachers Pension Plan
buyer: Glass Lewis & Co.
Glass, Lewis & Co., LLC is a leading research and professional services firm that assists institutions globally that have investment, financial or reputational exposure to public companies. The firm provides research and analysis on more than 13,000 public companies based in 65 countries. "
target parent: Xinhua Finance Limited
target: Washington Analysis Corporation
Founded in 1973, Washington Analysis Corporation (WAC) is the top-rated independent institutional research boutique focused on analyzing and anticipating changes in public policy in US that will impact the financial markets.
price ($mm)
$14
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 1/18/2018 via PR Newswire

The Roberts Group, acquired Screen Group

synopsis: TRG, (The Roberts Group) the leading provider of subscription spend management software solutions, announced it has acquired Screen Group, a world leading market data software company that assists business professionals in managing their market data costs, processes and workflows more efficiently.
buyer parent: Polaris Partners
buyer: The Roberts Group
The Roberts Group (TRG) provides spend management solutions enabling enterprises to gain total cost transparency and control of their entire universe of corporate subscriptions and vendor relationships. "
target: Screen Group
Screen Group is a world leading market data software company that assists financial services professionals in managing their market data costs, processes and workflows more efficiently. At the foundation of the company Screen built a unique Market Data and Investment Management consultancy practice.
price ($mm)
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closed 1/4/2019 via BNC Analysis

TIG Ltd., acquired NetConsult Ltd

synopsis: TIG, a provider of award-winning Managed Services, Cloud and Connectivity and Transformational Services, has acquired netConsult, a specialist company providing built-to-order IT for the alternative investment sector.
buyer: TIG Ltd.
TIG provide award-winning Managed Services, Cloud and Connectivity and Transformational Services. Their long track record in IT infrastructures combined with their award-winning service and dedication to their customers has resulted in the best portfolio of solutions in the industry. "
target: NetConsult Ltd
netConsult are a specialist company providing built-to-order IT for the alternative investment sector. Their services cover the full range of IT needed to run a secure, compliant and efficient organization.
price ($mm)
rev ($mm)
EBITDA ($mm)
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closed 1/25/2017 via BusinessWire

IS Prime Limited, acquired Think Liquidity LLC

synopsis: IS Prime Risk Services Inc, an affiliate of IS Prime has acquired the assets of Think Liquidity, the leading provider of risk management focused technology and services. Think Liquidity improves profitability through world-class technology, proven risk management solutions, real-time analytics and comprehensive consulting services.
buyer parent: ISAM
buyer: IS Prime Limited
IS Prime is an FX prime of prime service. IS Prime focuses on delivering a premium suite of products to an institutional client base, including: aggregated traditional and non-traditional liquidity, prime of prime capabilities, risk management access, and bespoke integration. "
target: Think Liquidity LLC
Think Liquidity is a Grand Rapids, MI based technology firm that improves the profitability of their global partners through world-class technology, proven risk management solutions, real-time analytics and comprehensive consulting services.
price ($mm)
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EBITDA ($mm)
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closed 12/6/2017 via BusinessWire

Kaplan Professional, acquired College For Financial Planning

synopsis: Kaplan Professional, a unit of global education provider Kaplan, Inc., has closed its transaction with Apollo Education Group, Inc., to acquire the College for Financial Planning (CFFP). CFFP provides financial education and training to individuals through comprehensive programs of study that lead to licensing or certification.
buyer parent: Graham Holdings Company
buyer: Kaplan Professional
Kaplan Professional helps professionals obtain in-demand certifications, licensing and designations that enable them to advance and succeed in their careers. "
target parent: Apollo Education Group Inc.
target: College For Financial Planning
Founded in 1972, the College for Financial Planning provides accessible and flexible degree, non-degree, and continuing professional education programs to students nationwide.
price ($mm)
rev ($mm)
EBITDA ($mm)
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closed 2/3/2016 via Yahoo, Inc.

IPC Information Systems, LLC, acquired Etrali Trading Solutions

synopsis: The Gores Group (“Gores”) announced the sale of Etrali Trading Solutions (“Etrali”) to New Jersey-based financial communications firm IPC Systems. Etrali, a global company, headquartered in Paris, France, is a leading provider of voice and electronic trading infrastructure and compliance services for the banking and trading communities.
buyer parent: Centerbridge Capital Partners
buyer: IPC Information Systems, LLC
IPC creates specialized communications solutions for the financial trading community. From their unified communications/application platform to their managed voice and data network, IPC’s solutions are focused on improving the speed, productivity, and efficiency of the entire trade lifecycle. "
target parent: Gores Group, LLC
target: Etrali Trading Solutions
Etrali Trading Solutions, a global company, headquartered in Paris, France, is a leading provider of voice and electronic trading infrastructure and services for the trading communities.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 7/1/2013 via BNC Analysis

CameronTec, will acquire E2E Infotech

synopsis: Aurionpro Solutions Ltd has signed definitive agreements with CameronTec Intressenter AB to sell E2E Infotech, for an undisclosed amount. E2E Infotech Limited operates as a financial solutions provider which designs and develops capital market software solutions for traders, brokers, and banks.
buyer: CameronTec
CameronTec is on the forefront of electronic trading. As the embedded, standard, global FIX-based technology, it shapes the way markets publish, execute, clear, settle and manage risk. Its flagship product Catalys provides an integrated platform for operations, infrastructure and trading. "
target parent: aurionPro Solutions
target: E2E Infotech
E2E infotech was incorporated with the aim of providing a set of standard, cost efficient and reusable components for value added functionality around Orc™ Trading System. E2E infotech also provides a unique consulting services for Front, Middle and Back office application.
price ($mm)
rev ($mm)
EBITDA ($mm)
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closed 11/2/2020 via BusinessWire

Foreside, acquired Integrated Compliance Solutions Group

synopsis: Foreside Financial Group has acquired the regulatory compliance business of Integrated Compliance Solutions Group (ICSGroup), a regulatory compliance services firm serving the asset management industry in the US and Africa, with an emphasis on private funds and emerging managers.
buyer parent: Lovell Minnick Partners
buyer: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers. "
target: Integrated Compliance Solutions Group
Founded in 2008 and based in Hartford, Connecticut, Integrated Compliance Solutions Group (ICSGroup) is a regulatory compliance services firm serving the asset management industry in the US and Africa, with an emphasis on private funds and emerging managers.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 7/7/2021 via PR Newswire

Genstar Capital LLC, will acquire Foreside

synopsis: Genstar Capital is to acquire a majority stake in Foreside Financial Group from Lovell Minnick Partners. Foreside provides a robust offering of distribution solutions and governance, risk management and compliance (GRC) solutions to clients in the global asset and wealth management industries.
buyer: Genstar Capital LLC
Genstar Capital is a leading private equity firm that actively invests in high quality companies. Genstar works in partnership with its management teams and its network of strategic advisors to transform its portfolio companies into industry-leading businesses. "
target parent: Lovell Minnick Partners
target: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 11/2/2020 via BusinessWire

Foreside, acquired Integrated Compliance Solutions Group

synopsis: Foreside Financial Group has acquired the regulatory compliance business of Integrated Compliance Solutions Group (ICSGroup), a regulatory compliance services firm serving the asset management industry in the US and Africa, with an emphasis on private funds and emerging managers.
buyer parent: Lovell Minnick Partners
buyer: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers. "
target: Integrated Compliance Solutions Group
Founded in 2008 and based in Hartford, Connecticut, Integrated Compliance Solutions Group (ICSGroup) is a regulatory compliance services firm serving the asset management industry in the US and Africa, with an emphasis on private funds and emerging managers.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 7/7/2021 via PR Newswire

Genstar Capital LLC, will acquire Foreside

synopsis: Genstar Capital is to acquire a majority stake in Foreside Financial Group from Lovell Minnick Partners. Foreside provides a robust offering of distribution solutions and governance, risk management and compliance (GRC) solutions to clients in the global asset and wealth management industries.
buyer: Genstar Capital LLC
Genstar Capital is a leading private equity firm that actively invests in high quality companies. Genstar works in partnership with its management teams and its network of strategic advisors to transform its portfolio companies into industry-leading businesses. "
target parent: Lovell Minnick Partners
target: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 3/4/2021 via PR Newswire

TRG Screen, purchased Market Data Reporting business from Jordan & Jordan

synopsis: TRG Screen, the leading provider of enterprise subscription spend management solutions, announced it has acquired the Market Data Reporting (MDR) business from Jordan & Jordan (J&J). Market Data Reporting is a managed services solution focused on providing reporting and related services to ensure compliance with licensing policies.
buyer parent: Pamlico Capital
buyer: TRG Screen
TRG Screen is the leading provider of enterprise subscription management solutions. TRG Screen is uniquely differentiated by its ability to monitor both spend and usage of data and information services including market data, research, software licenses, consulting and other corporate expenses. "
seller: Jordan & Jordan
Market Data Reporting from J&J (Jordan & Jordan) is a managed services solution focused on providing reporting and related services to ensure compliance with licensing, provisioning, distribution and reporting policies.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 2/19/2019 via GlobeNewswire

ESC Corporate Services Ltd., acquired Securefact

synopsis: ISC announced that its Services segment, through its subsidiary ESC Corporate Services, acquired substantially all of the assets used in the business of Securefact Transaction Services from Securefact. Securefact Transaction develops and markets customer identification, regulatory compliance, secured lending, and digital onboarding software.
buyer parent: Information Services Corporation
buyer: ESC Corporate Services Ltd.
ESC takes a leadership position in providing corporate legal services and public records search/registration services to over 8,000 banks, law firms, fin-techs, auto/equipment leasing captives and insurance/accountant institutions across Canada. "
target: Securefact
The acquisition includes the assets of Securefact Transaction Services, Inc. Securefact Transaction develops and markets customer identification, regulatory compliance, secured lending, and digital onboarding software.
price ($mm)
$5.12
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 4/14/2021 via Company Press Release

Sikich LLP, will acquire Process Stream

synopsis: Sikich will acquire the assets of Process Stream, a leader in digital transformation services for regulated industries, including life sciences and insurance. The acquisition of Process Stream advances Sikich's efforts to support businesses with end-to-end technology-enabled professional services.
buyer: Sikich LLP
Sikich is a global company specializing in technology-enabled professional services. With more than 1,000 employees, Sikich draws on a diverse portfolio of technology solutions to deliver transformative digital strategies and ranks as one of the largest CPA firms in the United States. "
target: Process Stream
Process Stream is a leader in digital transformation services for regulated industries, including life sciences and insurance. Process Stream specializes in quality management, IT compliance, and insurtech systems implementations and consulting.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 4/5/2018 via BusinessWire

ACA Compliance Group, acquired Cordium

synopsis: ACA Compliance Group, a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cybersecurity, announced that it has acquired Cordium, a leading provider of governance, risk and compliance services to the asset management and securities industry.
buyer parent: Starr Companies
buyer: ACA Compliance Group
ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cybersecurity. "
target: Cordium
Cordium is a leading provider of governance, risk and compliance services to the asset management and securities industry.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 1/17/2018 via BusinessWire

Starr Investment Holdings, LLC, will acquire ACA Compliance Group

synopsis: New Mountain Capital, LLC announced that it has agreed to sell ACA Compliance Group Holdings, LLC to Starr Investment Holdings, LLC. ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cyber security.
buyer parent: Starr Companies
buyer: Starr Investment Holdings, LLC
Starr Investment Holdings, LLC, a multi-billion dollar investment adviser, partners with and advises a wide range of institutions and family offices with a focus on long-term, sustained equity capital investments. "
target parent: New Mountain Capital, LLC
target: ACA Compliance Group
ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cyber security. ACA serves a diverse base of leading investment advisers, private fund managers, commodity trading advisors, and more.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 1/18/2017 via Company Press Release

ACA Compliance Group, acquired Telavance

synopsis: ACA Compliance Group, a global leader in providing compliance, cybersecurity, performance, and technology solutions to financial services firms, has acquired Telavance. Telavance provides anti-money laundering risk reviews and related regulatory compliance services and software solutions.
buyer parent: New Mountain Capital, LLC
buyer: ACA Compliance Group
ACA Compliance Group is a leading provider of regulatory compliance products and solutions, cybersecurity and risk assessments, performance services, and technology solutions to regional, national, and global firms in the financial services industry. "
target: Telavance
Telavance is a specialized international consulting firm providing risk and compliance advisory services and software products to the financial community. The firm specializes in anti-money laundering, regulatory compliance, enhanced due diligence, model validations, independent reviews, and more.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 12/19/2013 via BNC Analysis

New Mountain Capital, LLC, acquired ACA Compliance Group

synopsis: ACA Compliance Group, the leading global regulatory compliance consultancy, announced that it has agreed to partner with New Mountain Capital to further grow and expand its business. While New Mountain will acquire a controlling interest, the firm’s five original founders and partners will maintain a significant investment in the new entity.
buyer: New Mountain Capital, LLC
New Mountain Capital is a New York-based private equity firm investing for long-term capital appreciation through direct investments in growth equity transactions, leveraged acquisitions, and management buyouts. "
target: ACA Compliance Group
ACA Compliance provides expert compliance consulting services to investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers. ACA additionally provides GIPS® verification services and a wide variety of compliance-related educational opportunities.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 6/12/2010 via BNC Analysis

Sovereign Capital Partners LLP, acquired IMS Consulting Limited

synopsis: Sovereign Capital, the UK private equity Buy & Build specialist, announces the acquisition of The IMS Group (“IMS”), a leading provider of consulting and integrated business support to the wholesale asset management and securities industry.
buyer: Sovereign Capital Partners LLP
Sovereign Capital is the UK´s private equity 'Buy & Build' specialist. Sovereign Capital invests in UK-based companies in the support services, education & training and healthcare services sectors. "
target: IMS Consulting Limited
The IMS Group is a market leading provider of regulatory compliance consulting and integrated business support to the asset management and securities industry.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 12/24/2008 via PR Newswire

Glass Lewis & Co., acquired Washington Analysis Corporation

synopsis: Glass, Lewis & Co., LLC, a leading independent proxy advisory and investment research firm, announced that it has completed the acquisition of Washington Analysis Corporation, a top-rated political and economic advisory firm based in Washington, D.C.
buyer parent: Ontario Teachers Pension Plan
buyer: Glass Lewis & Co.
Glass, Lewis & Co., LLC is a leading research and professional services firm that assists institutions globally that have investment, financial or reputational exposure to public companies. The firm provides research and analysis on more than 13,000 public companies based in 65 countries. "
target parent: Xinhua Finance Limited
target: Washington Analysis Corporation
Founded in 1973, Washington Analysis Corporation (WAC) is the top-rated independent institutional research boutique focused on analyzing and anticipating changes in public policy in US that will impact the financial markets.
price ($mm)
$14
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 10/30/2019 via BNC Analysis

RIA in a Box LLC, acquired Gordian Compliance Solutions

synopsis: RIA in a Box, a provider of compliance-related software and services for investment advisers with co-headquarters in Cleveland and New York, has made its first acquisition in Gordian Compliance Solutions, a San Francisco-based provider of compliance consulting in the wealth management space.
buyer parent: Aquiline Capital Partners
buyer: RIA in a Box LLC
RIA in a Box is a leading provider of compliance software to the wealth management industry. Approximately 2,000 registered investment advisor (RIA) firms across the US use the platform to manage their compliance procedures more efficiently. "
target: Gordian Compliance Solutions
Gordian provides ongoing compliance support and project based services for Investment Advisers, Private Fund Managers, and Futures Professionals. Their consultants keep up to date on current state and federal regulatory changes and initiatives.
price ($mm)
rev ($mm)
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EV / rev
EV / EBITDA
closed 6/25/2021 via BNC Analysis

MJ Hudson, acquired Clarus Risk Ltd.

synopsis: UK-based MJ Hudson Group plc has acquired Clarus Risk Limited, a FinTech risk specialist, to widen the breadth of services in the Group’s data and analytics division. Based in Guernsey, Clarus Risk provides independent, first-class Managed Software as a Service (MSaaS) fintech solutions for the investment fiduciary marketplace.
buyer: MJ Hudson (AIM:MJH:$37.75)
MJ Hudson helps fund managers and investors operate more efficiently and invest more successfully. Their services include law, fund management solutions, international fiduciary, investment advisory, and IR & marketing. MJ Hudson has office across Europe's major asset management centres. "
target: Clarus Risk Ltd.
Based in Guernsey, Clarus Risk provides independent, first-class Managed Software as a Service (MSaaS) fintech solutions for the investment fiduciary marketplace. The company's risk analytics and reporting technology generates fully customisable risk and regulatory risk reporting solutions.
price ($mm)
$1.38
rev ($mm)
$1
EBITDA ($mm)
EV / rev
5.8x
EV / EBITDA

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